Worksmart Blog

Julie Pardy

Julie Pardy
Julie Pardy is a seasoned professional having spent more years than she cares to remember within the Financial Services regulatory arena. She is passionate about understanding, revealing and discussing the regulatory issues that affect us here in the UK. Dedicated to the detail and typically providing a refreshing and relevant view on the challenges linked to implanting and embedding regulatory change. As much as she loves just spending time unfolding the mysteries of regulation, she also aspires to successfully capture and share those nuances that define what good looks like.
Find me on:

Recent Posts

How Fit For Purpose Are Your T&C Arrangements? (Part 1)

Posted by Julie Pardy on March 18, 2019

Training & Competence (T&C) has been a regulatory requirement of the Financial Conduct Authority (FCA) since the late 1990’s.  As such, it doesn’t grab the headlines the way more recent regulation, such as MIFID II Knowledge and Competence, Insurance Distribution Directive and Senior Managers & Certification Regime have. However, these newer regimes all have the same underlying theme, that being key staff have, and evidence, the knowledge and competence necessary for them to fulfil their jobs effectively. As a result, activities like regular performance reviews, ‘on the job’ observations, programmes of continuing professional development (CPD) and robust record keeping supported by effective monitoring have never been more relevant. Therefore, whilst not necessarily grabbing the headlines, never have the principles and underlying activities of T&C been more relevant.

Read More

SM&CR - Timelines & Component Parts (Insurance)

Posted by Julie Pardy on March 11, 2019

 

Read More

SM&CR Implementation Tasks                      Part Six - Key Considerations

Posted by Julie Pardy on March 11, 2019

Questions & Considerations

Read More

SM&CR Implementation Tasks                      Part Five - Process Management Tasks

Posted by Julie Pardy on March 11, 2019

What Can you and your firm do now?

Read More

SM&CR Implementation Tasks                      Part Four - Employment Tasks

Posted by Julie Pardy on March 11, 2019

What Can you and your firm do now?

Read More

SM&CR Implementation Tasks                    Part Three - Governance Tasks

Posted by Julie Pardy on March 11, 2019

What Can you and your firm do now?

Read More

SM&CR Implementation Tasks                      Part Two - Training Tasks

Posted by Julie Pardy on March 11, 2019

What Can you and your firm do now?

Read More

SM&CR Implementation Tasks                    Part One - HR Tasks

Posted by Julie Pardy on March 11, 2019

What can you and your firm do now?

Read More

SM&CR Project  tasks & useful tips          Part Three - Who does what?

Posted by Julie Pardy on March 11, 2019

This blog seeks to help you plan your project for the implementation of the Senior Managers and Certification Regime.

Read More

SM&CR Project tasks & useful tips    Part Two - Area of Focus

Posted by Julie Pardy on March 11, 2019

This blog seeks to help you plan your project for the implementation of the Senior Managers and Certification Regime.

Read More

Five key questions you need to answer for yourself in readiness for the SM&CR regulation:

  • Do you understand the full implications of the new regime?
  • Have you considered the impact of the regime on your business and your staff?
  • Do you understand the impact of managing the regime beyond the initial implementation?
  • Does your organisation appreciate the value of future proofing your systems and processes?
  • Are  you confident in your existing systems and processes to deliver SM&CR compliance?

Worksmart have a knowledgeable and experienced team, call and speak to the experts.Arrange a Call Back About SM&CR

Get in touch

Subscribe Here!

Recent Posts

Topic by Post